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POLICY 06:02:00

ACADEMIC TENURE

Introduction

Tenure is awarded only by positive action by the Tennessee Board of Regents (TBR), pursuant to
the requirements and procedures of this policy at Pellissippi State Community College. The
awarding of tenure is recognition of the merit of a faculty member and of the assumption that
the faculty member will meet the long-term staffing needs of the department or academic
program unit and the College. The continued professional growth and development of faculty is
necessary for Pellissippi State to continue to provide educational programs in accordance with
the institution’s mission, goals, and changing needs. Tenure is awarded only to those members of
faculty who have exhibited professional excellence and outstanding abilities sufficient to
demonstrate that their future services and performances justify the degree of permanence
afforded by academic tenure.

The quality of the faculty of Pellissippi State is maintained primarily through the appraisal, by
faculty and administrative officers, of each candidate for tenure. Tenure at Pellissippi State
provides eligible full-time faculty with the assurance of continued employment during the
academic year until retirement or dismissal for adequate cause, financial exigency, or curricular
reasons, as further discussed herein. Tenure is not awarded in non-faculty positions.

The following policy of Pellissippi State Community College on academic tenure specifically acknowledges
compliance with TBR Policy 05:02:03:70 Academic Tenure for Community Colleges.

  1. Definitions
    The following are general definitions of words and terms used in this policy and are
    further defined in the subsequent sections of this policy.

    1. Academic Tenure A personnel status in an academic department or academic
      program unit of Pellissippi State Community College pursuant to which the
      academic or fiscal year appointments of full-time faculty who have been awarded
      tenure are continued at Pellissippi State until expiration or relinquishment of that
      status, subject to termination for adequate cause, for financial exigency, or for
      curricular reasons.
    2. Adequate Cause A basis upon which a faculty member, either with academic
      tenure or in a tenure-track, term, or temporary appointment, may be dismissed or
      terminated prior to the end of the specified term of the appointment. The specific
      grounds which constitute adequate cause are set forth herein.
    3. Financial Exigency The formal declaration by the Tennessee Board of Regents
      that Pellissippi State Community College faces an imminent financial crisis, that
      there is a current or projected lack of sufficient funds (appropriated or nonPOLICY 06:02:00
      ACADEMIC TENURE
      appropriated) for the campus as a whole to maintain current programs and
      activities at a level sufficient to fulfill its educational goals and priorities, and that
      the budget can only be balanced by extraordinary means that include termination
      of existing and continuing academic and non-academic appointments. Additional
      information may be found in TBR Policy 5:02:06:00 Financial Exigency.
    4. Faculty Member A full-time employee who holds academic rank as instructor,
      assistant professor, associate professor, or professor. Further definition is in TBR
      Policy 05:02:01:00 Definition of Faculty and Pellissippi State Policy 06:01:01
      Faculty.
    5. Probationary Period A period of full-time professional service by a faculty
      member for whom an appointment letter denotes a tenure-track appointment in
      which the faculty member does not have tenure and in which the faculty member
      is evaluated by the College for the purpose of determining the faculty member’s
      satisfaction of the criteria for a recommendation for tenure. Probationary
      employment provides an opportunity for the individual to assess commitment to
      the College and for the College to determine whether the individual meets its
      perception of quality and/or projected need.
    6. Peer Group A group consisting of all tenured faculty from the tenure candidate’s
      academic department or division who vote whether or not to recommend the
      candidate for tenure to the candidate’s supervisor(s). For candidates in
      departments with fewer than five tenured faculty members, a peer group of
      tenured faculty from related departments will be assembled as the candidate’s
      peer group. In order to be eligible to participate in the peer review process for
      tenure, a faculty member must not have been released from more than 50 percent
      of the faculty member’s teaching load or other departmental duties for four full
      semesters of the last six academic semesters.
    7. Vote Peer group members vote by casting a ballot to recommend the candidate for
      tenure, not recommend the candidate for tenure, or abstain. An abstention is not a
      refusal to vote; rather, it signifies that the voter would be equally satisfied with
      either outcome (i.e., the candidate receiving tenure or not receiving tenure).
    8. Peer Group Meeting A meeting of as many members of the peer group as possible
      in which the members of the peer group may ask questions of the candidate,
      discuss the candidate’s qualifications, and cast individual votes. To participate,
      members of the peer group must have read and signed off on candidate portfolios.
    9. Supervisor An individual who manages and evaluates faculty members. A
      supervisor may have a title of discipline chair, assistant dean, academic dean, or
      chief academic officer. It is possible that a candidate may have two supervisors,
      for example, chair and dean.
  2. Consideration for Tenure
    1. Tenure Appointments
      1. No faculty member will be entitled to or acquire any interest in a tenure
        appointment at Pellissippi State without a recommendation for tenure by
        the president of the College and an affirmative award of tenure by the
        Board of Regents. No other person will have any authority to make any
        representation concerning tenure to any faculty member, and failure to file
        timely notice of non-renewal of a contract will not result in the acquisition
        of a tenure appointment, but will result in the right of the faculty member
        to another year of service at the College, provided that no tenure appeals
        remain outstanding due to lack of cooperation and/or appropriate action on
        the part of the candidate in completing the appeal process.
      2. Recommendations for or against tenure should originate from the
        department or academic program unit to which the faculty member is
        assigned and include appropriate participation in the recommendation by a
        peer committee of tenured faculty. Peer committees have qualified
        privilege of academic confidentiality against disclosure of individual
        tenure votes unless there is evidence that casts doubt upon the integrity of
        the peer committee. This policy will be interpreted in a manner consistent
        with the Tennessee Public Records Act, as recorded in T.C.A. Sections
        10-7-503 Records Open to Public Inspection and 504 Confidentiality of
        Certain Records. The recommendation for tenure must be made by the
        president to the chancellor and by the chancellor to the Board. In the event
        that tenure is awarded by the Board, the president will furnish to the
        faculty member written confirmation of the award.
      3. The president may request tenure upon appointment for candidates with
        extraordinary credentials. The exception should be requested to the
        chancellor when the faculty member is employed.
    2. Minimum Eligibility Requirements
      1. Academic tenure may only be awarded to regular full-time faculty
        members who: (1) hold academic rank as instructor, assistant professor,
        associate professor, or professor and meet the minimum rank criteria for
        the rank held under TBR Policy 5:02:02:30 Faculty Promotion at
        Community Colleges and Pellissippi State Policy 06:03:00 Faculty
        Promotion; (2) have been employed in a tenure-track appointment and
        have completed not less than the minimum probationary period of service
        as described in section C below; and/or as agreed upon in writing and
        signed by the president or his or her designee; and (3) have been
        determined by the College to meet the criteria for recommendation for
        tenure and have been so recommended pursuant to this policy.
      2. Faculty members supported in whole or in part by funds available to the
        College on a short-term basis, such as grants, contracts, or foundation
        sponsored projects, may be eligible for tenure if continuing support for
        such members can be clearly identified in the regular budget of the
        College upon the recommendation of tenure to the Board.
      3. Pellissippi State may establish additional reasonable requirements for the
        eligibility of faculty for consideration for tenure. These may include but
        are not limited to the completion of a specified degree in the faculty
        member’s discipline.
    3. Length of Probationary Period
      1. Faculty may be employed on annual tenure-track appointments for a
        maximum probationary period that may not exceed six years. A
        recommendation for tenure of a faculty member may be made by the
        president following a probationary period of not less than five years.
        Exceptions to the minimum probationary period may be made under
        special circumstances upon recommendation by the president and approval
        by the chancellor. Upon approval of such an exception by the chancellor,
        the faculty member’s recommendation for tenure will go forward to the
        Board as meeting the requirements for the probationary period.
      2. When a faculty member on a tenure-track appointment approaches the
        fifth year of the probationary period or is granted an exception in the
        length of the probationary period as noted above, the faculty member is
        notified by the chief academic officer during the spring semester of the
        faculty member’s eligibility to apply for tenure during the following
        academic year. Tenure eligible faculty may only apply for tenure one time,
        and the faculty member must apply for tenure consideration in accordance
        with the official tenure procedure in the academic year immediately
        following notification. At the conclusion of the tenure process, the faculty
        member will either be recommended for tenure by the president or will be
        given notice of non-renewal of the appointment following the sixth year of
        service. Such notice of non-renewal should be given not later than the
        final day of the fifth academic year. The faculty member’s right in an
        instance where timely notice is not given is described in A1 above.
    4. Calculating the Probationary Period
      Only full-time continuous service at the College will be included in determining
      completion of the probationary period unless a break in service is approved.
      Employment during summer terms and in part-time positions will not be credited
      toward satisfying the probationary period.

      1. Credit for Prior Service
        1. Credit toward completion of the probationary period may, at the
          discretion of the president, be given for a maximum of three years
          of previous fulltime service at other colleges, universities, or
          institutes, provided that the prior service is relevant to Pellissippi
          State needs and criteria. Any credit for prior service which is
          recognized and agreed to must be confirmed in writing at the time
          of the initial appointment.
        2. Credit toward completion of the probationary period may, at the
          discretion of the president, be given for a maximum of three years
          of previous fulltime service in a temporary or term faculty
          appointment at Pellissippi State or in an earlier tenure-track
          appointment at Pellissippi State which has been followed by a
          break in service. Any credit for prior service in a temporary
          fulltime faculty appointment at Pellissippi State or in earlier tenuretrack
          appointment at Pellissippi State which has been followed by
          a break in service must be recognized and confirmed in writing in
          the appointment letter to a tenure-track position.
        3. Tenure-track faculty who begin in January may be awarded one
          year of academic credit toward tenure.
      2. Leave of Absence. The period of approved leave of absence will be
        excluded from the required probationary period. A faculty member may
        apply for a maximum of two, non-consecutive, one-year leave increments.
        Exceptions may be granted by the president if requested in writing prior to
        the leave of absence. Exceptions may include:

        1. crediting the leave periods to the probationary period and/or
        2. granting more than two, non-consecutive, one-year increments
          with approval of the chancellor.
      3. Stopping the Tenure Clock. A faculty member may request to “stop the
        tenure clock” during the faculty member’s probationary period when
        circumstances exist that interrupt the faculty member’s normal progress
        toward qualifying for tenure. In such cases, the faculty member may
        request to “stop the clock” for one year if the faculty member
        demonstrates that circumstances reasonably warrant the interruption.
        Reasons will typically be related to a personal or family situation requiring
        attention and commitment that consumes the time and energy normally
        devoted to faculty duties and professional development. Examples may
        include childbirth or adoption, care of dependents, medical conditions or
        obligations, physical disasters or disruptions, military deployment, or
        similar circumstances.
      4. Administrative Appointment. A faculty member appointed to an
        administrative position may remain eligible for tenure consideration. The
        faculty member must:

        1. qualify for tenure under the College’s guidelines;
        2. maintain a significant involvement in academic pursuits including
          teaching, service/outreach, and scholarship/creative
          activities/research. The time or a prorated portion of the time spent
          in the administrative position may be credited toward completion
          of the probationary period.
      5. Transfer to Another Department or Unit. When a faculty member is
        serving a probationary period in a department or academic program unit
        and is subsequently transferred to another academic unit or program the
        faculty member –may—with the approval of the president—elect to begin
        a new probationary period on the date the transfer occurs. If the faculty
        member does not so elect (and confirms in writing to the president), time
        spent in the first appointment will count toward establishing the minimum
        and maximum probationary period (see C1 above).
  3. Criteria to be Considered in Tenure Recommendations
    The nature and relative importance of the criteria for the recommendation for tenure
    are related to the nature, mission, and goals of Pellissippi State and of the department
    in which a faculty member is employed. The relative weight of each criterion depends
    upon the exact job description and assigned duties. After the faculty member has met
    the minimum eligibility requirements as outlined in section B above, the primary
    criteria for tenure consideration are the same as those used in the faculty evaluation
    system developed and implemented by Pellissippi State. These criteria include the
    following: teaching effectiveness, service to the College, community , student
    interaction/academic advising and professional development. Along with the results
    shown on the evaluation system, an additional criterion to be considered is the
    candidate’s ability to achieve personal objectives and goals of the department and the
    College. Criteria for tenure relate to the College’s three traditional missions: teaching,
    service/ outreach, and scholarship/creative activities/research. In the community
    college setting effective teaching is of paramount importance.

    1. Instruction
      1. During the probationary period, the faculty member will have
        demonstrated successful teaching or, in the case of non-teaching faculty,
        will have demonstrated expertise commensurate with job responsibilities.
        A demonstration of successful teaching experience will include student
        perception of instruction during the entire probationary period.
      2. During the probationary period, the faculty member will have
        demonstrated a pattern of significant contribution in at least one
        instructional area.
    2. During the probationary period, the faculty member will have demonstrated a
      pattern of significant contribution in at least one service area.
    3. During the probationary period, the faculty member will have demonstrated a
      pattern of significant contribution in at least one professional development area.
    4. Potential areas for significant contributions are stated as criteria in the categories
      listed in the Faculty Evaluation Form. The lists are not inclusive; other
      possibilities should be discussed with the academic department dean or
      supervisor. Contributions will be evaluated by the peer group for significance and
      appropriateness during the peer review and peer meeting process (described in
      Section V below). All contributions must be documented, and the faculty member
      will retain this documentation for at least three years after receiving tenure.
  4. Portfolio Development
    The faculty member must develop an electronic portfolio that includes the faculty
    member’s formal annual faculty evaluations in combination with relevant narratives
    for the probationary period, providing evidence that the candidate meets tenure
    criteria. This portfolio will comprise the major input for tenure consideration. It will
    be reviewed and assessed by all levels involved in the decision-making process as
    outlined in this policy. The portfolio must be created electronically through a digital
    notebook application as specified by the Promotion and Tenure Committee. The
    portfolio will have the following sections:

    1. Vita/Résumé. The candidate must submit a current résumé or teaching vita.
    2. Teaching. Effective teaching is an essential qualification for tenure, and tenure
      will be granted only with clear and documented evidence of the candidate’s
      teaching ability and potential for continued development. Effective teaching may
      include the use of research proven methods of active learning, such as common
      academic experiences, learning communities, writing assignments, collaborative
      learning activities, research projects, global or international course components,
      service-learning, internships, and capstone projects. The following items will be
      included in the portfolio, as appropriate, as evidence of effective teaching.
      (Although appropriate documentation in the teaching category must be kept by
      the candidate for a minimum of three years after receiving tenure, it is not
      required to be included in the portfolio.)

      1. Statement of teaching philosophy.
      2. Summary of the “teaching” section from the annual faculty evaluations
        during the probationary period, along with reflections on teaching
        experiences during that time and descriptions of the perceived impact of
        teaching activities and assignments on student retention and student
        learning.
      3. Limited documentation if it is of an extraordinary nature or provides
        clarity to the teaching narrative.
    3. Service/Outreach. Service and outreach includes the faculty member’s activities
      in college service, outreach or public service, and professional service. Narratives
      to provide evidence of performance in one or more of the following activities
      should be submitted. (Although documentation in the service/outreach category
      must be kept by the candidate for a minimum of three years after receiving tenure,
      it is not required to be included in the portfolio.)

      1. College service refers to activities other than teaching and scholarship
        performed at the department or college level and is expected of every
        faculty member. College service includes, but is not limited to, serving on
        departmental, faculty, or college-wide committees, advising students, and
        participating in college activities. More extensive functions, such as
        membership on a specially appointed task force, serving as advisor to a
        student organization, and membership on a college search committee
        should be taken into account in consideration for tenure. College service
        also includes serving as lead teacher or program coordinator.
      2. The outreach or public service function is the College’s outreach to the
        community and society at large, with major emphasis on the application of
        knowledge for the solution of problems with which society is confronted.
        Outreach primarily involves sharing professional expertise and should
        directly support the goals and mission of the College. A vital component
        of the College’s mission, public service must be performed at the same
        high levels of quality that characterize the teaching function.
      3. Professional service refers to the work done for organizations related to
        the faculty member’s discipline or to the teaching profession in general.
        Service to the profession includes activities such as service on statewide or
        TBR committees, guest lecturing on other campuses and other appropriate
        activities. Membership in professional organizations is also considered
        outreach.
      4. Although documentation is not normally included in the portfolio, some
        documentation can be included if it is of an extraordinary nature or
        necessary to clarify information in the narrative.
    4. Scholarship/Creative Activities/Research. Candidates for tenure must present
      narratives as documented evidence of their scholarship, creative activities, and
      research.
      Such evidence should cite typical professional development activities such as
      participation in professional organization meetings, faculty development
      workshops and conferences; presentations at professional meetings; journal
      editorship, article and grant proposal reviews; performances, exhibitions, and
      creative activities, as well as completing books, journal articles or monographs,
      and other appropriate activities. (Although documentation in the
      scholarship/creative activities and research category must be kept by the candidate
      for a minimum of three years after receiving tenure, it is not required to be
      included in the portfolio.)

      1. The scholarship of teaching is a valid measure of research capability. It
        goes beyond doing a good job in the classroom; creative teachers should
        organize, record, and document their efforts in such a way that their
        colleagues may share their contributions to the art of teaching. Authoring
        appropriate textbooks, chapters within a book, or educational articles;
        making presentations; and utilization of innovative contributions to
        teaching constitute scholarship of teaching.
      2. Performances, compositions, and other artistic creations are examples of
        appropriate creative activities.
      3. Publications in journals or media of similar quality are considered
        indicators of professional and scholarly activities. Publications that are
        reviewed by peers are more significant than those that are not subjected to
        such rigorous examination.
      4. Presentations made at professional organization meetings, in-service
        sessions, national or regional conferences, or other professional settings
        qualify as scholarly activities.
      5. Attendance and participation in appropriate faculty development
        opportunities, including, but not limited to, in-service sessions, faculty
        development workshops, teaching conferences, and professional
        organization meetings count in this category.
      6. Although documentation is not normally included in the portfolio, some
        documentation can be included if it is of an extraordinary nature or
        necessary to clarify information in the narrative.
    5. Annual Evaluations and Classroom Observations. The portfolio must also include
      the candidate’s annual evaluations for each year of the probationary period and
      classroom observations conducted by peers and/or supervisors as appropriate, for
      each year of the probationary period.
  5. Tenure Guidelines and Procedures
    1. When a tenure-track employee is hired, that employee’s supervisor assigns the
      faculty member a mentor who is a senior member of the faculty (tenured with at
      least a rank of assistant professor) to assist that employee in progress toward
      tenure. Should for any reason a mentor be unable or unwilling to serve, the
      supervisor appoints another mentor at the earliest possible convenience. Upon the
      tenure-track faculty member’s receiving tenure, the mentoring relationship may
      end.
    2. The supervisor has a specific conversation about a tenure-track faculty member’s
      progress toward tenure at each annual evaluation.
    3. During each spring semester, the chief academic officer or designee notifies
      faculty members of their eligibility to apply for tenure the following academic
      year.
    4. By the end of the first week of classes of fall semester, candidates must notify
      their academic department dean of their intent to apply for tenure.
    5. By their first fall semester meeting, the Faculty Senate selects the
      Promotion/Tenure Committee (PTC) chair(s) according to Faculty Senate
      guidelines. Each academic department has a departmental representative to serve
      as a member of the PTC. The PTC chair(s) work with the academic department
      deans to select departmental representatives. PTC members may not be candidates
      for promotion or tenure.
    6. The chief academic officer or designee meets with the PTC chair(s) to discuss
      peer review group procedures, candidates and to establish the promotion and
      tenure calendar. The calendar will be established by the end of each fall semester.
      Once approved, the calendar is published by the office of the chief academic
      officer and distributed to faculty members who are eligible to apply for tenure and
      to their supervisors. The PTC chair informs academic department deansand
      candidates for tenure of the guidelines for compiling portfolios. The peer
      meetings will be held during the spring semester.
    7. Each candidate compiles an online portfolio that addresses tenure criteria as
      outlined in Section IV of this policy and according to guidelines provided by the
      chief academic officer and the PTC. Candidates submit portfolios to their
      supervisors, who verify to the best of their knowledge, the content is accurate and
      the guidelines for the format have been met. Once the portfolio is reviewed by the
      supervisor and the supervisor’s verification form is added, the portfolio is made
      available for review to members of the peer group for a minimum of two weeks
      prior to the peer group meeting. Once the candidate for promotion or tenure turns
      in their portfolio for evaluation and their supervisor signs it, the cadidate must
      refrain from making major (ie, non-editorial) changes to their portfolio. If the
      candidate deems it necessary to include something of substance (e.g., another
      piece of scholarship or another narrative about a conference), they must do so
      with their supervisor’s permission. After the change is made, the supervisor then
      nees to initial the change to make it official. Members of the peer group must
      review the portfolio to be eligible to vote.
    8. Each departmental representative works with his or her academic department dean
      or supervisor to determine a date, time, and location for the departmental peer
      meeting during the appropriate week as identified in the approved promotion and
      tenure calendar. The departmental representative and dean or supervisor ensure
      that the candidates for tenure and as many members of the peer group as possible
      are available to attend the meeting. The PTC announces the day, time, and
      location of the departmental meeting to all members of the peer group. The PTC
      assigns two members of the committee to monitor each peer group meeting. The
      monitors may not be members of the academic peer review group they will
      monitor.
    9. Before attending the peer group meeting, faculty who intend to vote are required
      to read tenure portfolios and sign a roster to verify their review. Faculty who do
      not review the portfolios are not a part of the peer group and cannot send
      comments or questions to be read aloud by other peer group members.
    10. Attendance at the peer group meeting is limited to the peer group itself, the PTC
      representatives, the candidates, and the supervisor(s) of each candidate. PTC
      representatives are present only to conduct the meeting and administer ballots,
      andeach candidate’s supervisor(s) is invited for the purpose of answering any
      questions that may arise that cannot be answered by anyone in the peer group.
      The candidate’s supervisor(s) does not otherwise participate in the meeting or
      discussion for that candidate. A faculty member who has a supervisory role may
      participate as a peer group member for candidates they do not supervise. If
      asupervisor is a candidate for tenure, then their supervisor(s) must be present.
      During the peer group meeting, the monitors introduce the tenure candidates, one
      at a time, to the peer group. Candidates under consideration for tenure must be in
      attendance to answer any questions put forth by their peer group. The candidate
      for tenure remains in attendance to answer questions but must leave the room
      during the peer discussion and vote. Prior to the vote on each candidate, there is
      an opportunity for discussion. The discussion must be limited to items outlined in
      the job description, qualifications of the candidates, and categories by which
      faculty are evaluated. Peers then vote by secret ballots which are collected and
      sealed by the PTC representatives monitoring the meeting. Vote results are not
      announced to the peer group or to the candidates.
    11. Peer group members are strongly encouraged to attend the peer group meeting;
      however, absentee votes will be counted if the absentee ballot is approved by the
      PTC chair(s). Absentee ballots may be requested only by peer group members
      who have a class conflict or approved leave. The request for an absentee ballot
      must be made in writing by filling out the Absentee Ballot Request form An
      absentee ballot must be requested a minimum of 72 hours prior to the peer group
      meeting for the requestor’s department and the ballot must be submitted 24 hours
      prior to the peer group meeting. Peer group members who vote absentee are not
      able to participate in the peer group discussion as outlined in section K. This
      includes sending comments or questions to be read aloud by other peer group
      members.
    12. In the event that an extenuating circumstance prevents a candidate from attending
      the peer group meeting, the peer group must agree via a simple majority vote,
      conducted by the PTC monitors, to one of the following two options. Options
      must be presented in the order listed, and voting will continue until a simple
      majority is reached.

      1. Vote to continue the discussion on a candidate’s application and hold the
        subsequent peer vote inthe candidate’s absence.
      2. Vote to defer discussion and subsequent vote and agree to reconvene the
        peer group with the absent candidate in attendance at an alternate time.
        The rescheduled peer group meeting must occur before the posted
        deadline for the supervisor to submit written recommendations to the chief
        academic officer according to the approved promotion and tenure
        calendar.
    13. After the peer group meeting, the monitors count the ballots and record results of
      the peer group votes for each candidate using forms approved by Academic
      Affairs and the PTC. In the case of a tie vote, the recommendation form will
      indicate that the vote was a tie. By the close of the working day following the peer
      group meeting, the PTC chair delivers the recommendation form and the results
      form to the candidate’s academic department dean and a copy of the results form
      to the chief academic officer. The PTC chair or designated member of the PTC
      delivers all ballots to the Executive Director of Equity and Compliance to be held
      until the tenure process is satisfactorily completed. By the end of the second
      working day following the peer group meeting, the supervisor adds the
      recommendation form to the candidate’s portfolio and orally informs the
      candidate of the recommendation or non-recommendation of the peer group. If
      asupervisor is a candidate for tenure, the results of the vote are sent to their
      immediate supervisor.
    14. If a candidate for tenure wishes to withdraw from tenure consideration at this
      point in the process, the candidate may do so. If the candidate elects to exercise
      this option, the tenure process is halted at this point, and the candidate’s
      employment records will not reflect denial of tenure. The candidate may not,
      however, reapply for tenure and will be given written notice of non-renewal of the
      candidate’s appointment to be effective following the sixth year of service. Such
      notice of non-renewal should be given not later than the final day of the
      candidate’s fifth academic year.
    15. The candidate’s supervisor(s) writes a statement of recommendation or non
      recommendation and forwards that statement, to the chief academic officer.
      Recommendations must be sent within the time frame allowed in the approved
      promotion and tenure calendar.
    16. The chief academic officer submits their written comments and recommendations
      to the president. If the recommendation is negative, the chief academic officer
      also informs the candidate. Recommendations must be sent within the time frame
      allowed in the approved promotion and tenure calendar.
    17. The president recommends candidates for tenure to the chancellor and informs the
      candidates when the president has done so. Recommendations must be sent within
      the time frame allowed in the approved promotion and tenure calendar.
    18. The president provides a written report of the TBR’s decision to candidates after
      the president receives the results of the TBR June meeting vote.
    19. If a candidate is denied tenure or chooses to withdraw their candidacy prior to
      recommendations to the chief academic officer, the faculty member’s contract
      will be renewed for one more year (a sixth year), at which time the faculty
      member’s employment with the College will terminate. Candidates have only one
      opportunity to be considered for tenure.
    20. The chief academic officer forwards the appropriate documents (i.e., dean’s
      verification letter, the recommendation form, the candidate’s current year annual
      evaluation, and recommendations of the chief academic officer and president) to
      Human Resources. In addition, access to electronic tenure portfolios is ended, so
      only the candidates have on-going access to their individual portfolios.
  6. Changes in Tenure and Tenure-track Status
    1. Non-renewal of Non-Tenured Faculty
      1. When tenure-track appointments of faculty are not being renewed for
        further service, the faculty member will receive notice of their non
        retention for the coming academic year as follows:

        1. Not later than April 1 of the first academic year of service, if the
          appointment expires at the end of that year; or, if the appointment
          terminates during the first academic year, at least two months prior
          to its termination.
        2. Not later than January 1 of the second year of service, if the
          appointment expires at the end of that year; or, if the appointment
          terminates during that academic year, at least five months prior to
          its termination.
        3. Not later than the close of the academic year preceding the third or
          subsequent year of service, if the appointment expires at the end of
          that year; or, if the appointment terminates during the academic
          year, at least twelve months prior to its termination.
      2. Notice of non-renewal will be effective upon personal delivery of the
        notice to the faculty member, or upon the date the notice is mailed,
        postage prepaid, to the faculty member at his/her current home address of
        record with the College.
      3. Applicable dates for notice of non-renewal are based upon actual years of
        service at Pellissippi State and are in no way affected by any credit for
        prior service that may have been awarded.
      4. Faculty members on tenure-track appointments will not be terminated
        during the annual specified term of the appointment except for reasons
        which would be sufficient for the termination of tenured faculty.
      5. The non-renewal or non-reappointment of any faculty member on a
        tenure-track appointment does not necessarily carry an implication that the
        faculty member’s work or conduct has been unsatisfactory.
      6. Unless there is a violation of state or federal law under the limitations
        described in TBR Policy 1:02:11:00 Appeals and Appearances before the
        Board, decisions which are not appealable to the chancellor include 1)
        non-renewal of tenuretrack faculty appointment during the first five years
        of the probationary period and 2) denial of tenure unaccompanied by
        notice of termination in the sixth year of the probationary period.
    2. Transfer of Tenure
      A faculty member who is tenured in an academic program unit and is transferred
      to another academic program unit will retain tenure; moreover, the tenure
      appointment will be transferred to the new academic program unit. In no instance
      may the faculty member be compelled to relinquish tenure as a condition of the
      transfer.
      When a faculty member with tenure is appointed to an administrative position, the
      individual will retain tenure in the former faculty position. A faculty member
      eligible, but not having attained tenure who also holds a non-faculty position will
      make progress toward tenure after returning to the full-time faculty position,
      subject to the requirements of this policy.
    3. Expiration of Tenure
      Tenure status will expire upon retirement of the faculty member. Tenure will also
      expire upon the event of permanent physical or mental inability of a faculty
      member, as established by an appropriate medical authority, to continue to
      perform the faculty member’s assigned duties.
    4. Relinquishment of Tenure
      A faculty member will relinquish or waive their right to tenure upon resignation
      from the College or upon failure to report for service at the designated date of the
      beginning of any academic term, which will be deemed to be a resignation unless,
      in the opinion of the president, the faculty member has shown good cause for such
      failure to report.
    5. Termination of Tenure for Reasons of Financial Exigency
      A tenured faculty member may be terminated as a result of financial exigency at
      the College subject to a TBR declaration that such financial conditions exist.
    6. Termination of Tenure for Curricular Reasons
      The employment of a tenured faculty member may be terminated because 1) a
      program is deleted from the curriculum or 2) because of substantial and continued
      reduction of student enrollment in a field or discipline.
      Before declaring that curricular reasons exist, the president will meet with the
      Faculty Senate to identify the specific curricular reasons, evaluating the long-term effect
      on the College’s curriculum and its strategic planning goals and the advisability of
      initiating further action. Before initiating the process described below, the president will
      present to the Faculty Senate—either verbally or in writing—a description of the
      curricular reasons that may warrant the termination of tenured faculty member(s). Each
      of these reasons must identify shifts in staffing needs that warrant greater reductions than
      those which are accommodated by shifting positions from one program or department to
      another.
      The Faculty Senate will have the opportunity to respond to the president’s
      descriptions of the curricular reasons that may warrant eliminating tenured faculty
      positions. The response will be in writing and submitted within two weeks of the
      president’s meeting with the Faculty Senate. The president should receive this response
      before initiating any of the following actions:

      1. Upon determining that termination of one or more tenured faculty members
        is required for one or more of the reasons cited above, the president will
        furnish each faculty member to be terminated a written statement of the
        reasons for the termination. Those reasons will fully address the curricular
        circumstances that warranted the termination and will indicate the manner
        and information upon which the decision was reached regarding which
        faculty members were to be terminated. The president’s written statement
        will also indicate that the faculty member has the opportunity to respond in
        writing stating any objections to the decision.
      2. If the faculty member to be terminated indicates objections to the
        president’s written statement and requests a review, the president will
        appoint a faculty committee consisting of a minimum of five tenured
        faculty members from a slate of ten tenured faculty members prepared by
        the Faculty Senate. The committee will conduct a hearing on the proposed
        termination(s). The committee will report its findings and
        recommendations to the president, who will, in a reasonable time, inform
        the faculty member(s) proposed for termination in writing either that the
        decision for termination stands or that it has been altered.
      3. The president’s decision to terminate a tenured faculty member for
        curricular reasons is subject to appeal to the chancellor and the TBR as
        provided in TBR Policy 1:02:11:00 Appeals and Appearances before the Board.
      4. When a tenured faculty member is terminated for curricular reasons, the
        position will not be filled by a new appointee with the same areas of
        specialization as the terminated faculty member within a period of three
        years unless the terminated faculty member has been offered, in writing,
        reappointment to the position at the faculty member’s previous rank, tenure,
        and salary with the addition of an appropriate increase which in the opinion
        of the president would constitute the raise that would have been awarded
        during the period that the tenured faculty member was not employed.
      5. Upon determining that termination of one or more tenured faculty members
        is warranted for curricular reasons, the president will base the decision
        about which faculty member(s) should be terminated upon the president’s
        assessment as to what action will least seriously compromise the
        educational programs in a department or academic program unit.
        Termination for curricular reasons presumes a staffing pattern in a
        department or academic program unit which cannot be warranted either by
        comparison with general load practices within the College or by comparison with
        faculty loads in comparable departments or academic program units at similar
        colleges. In that light, the president will also, at their discretion, base their decision
        on a careful assessment of the impact of the curricular reasons on staffing
        requirements in the department or academic program unit as compared to overall
        patterns in the College and to comparable departments or academic program units.
        Unless the president demonstrates that an exception should be made to
        minimize qualitative compromise of an educational program, the following
        considerations will guide (but not be construed as mandatory) the president
        in determining the order of faculty reductions in a department or academic
        program unit where termination of tenured faculty is proposed for curricular
        reasons:

        1. part-time faculty should not be renewed before tenured
          faculty are terminated;
        2. temporary faculty or tenure-track faculty in the probationary period
          should not be renewed before tenured faculty are terminated;
        3. among tenured faculty, those with higher rank should have priority
          over those with lower rank;
        4. among tenured faculty with comparable rank, those with appropriate
          higher academic degree(s) should have priority over those with
          lower degrees, and
        5. among tenured faculty with comparable rank and comparable
          degrees, those with greater seniority in rank should have priority
          over those with less seniority.
          The president has the discretion to deviate from this policy if the
          president can demonstrate that the quality of the College’s programs
          will be negatively impacted by strict adherence to this seniority preference.
        6. When a tenured faculty member is to be terminated for curricular
          reasons, the president will make every possible effort to relocate the
          tenured faculty member in another existing vacant position for
          which the faculty member is qualified. In instances where in the
          opinion of the president, relocation with the College is a viable
          alternative, the College has an obligation to make a significant effort
          to relocate the faculty member, including the bearing of reasonable
          retraining costs. The final decision on relocation is within the
          discretion of the president.
        7. Definitions:
          1. “Program is deleted from the curriculum” means that the
            College takes formal action to terminate a degree major,
            concentration, or other curricular component and that such
            termination eliminates or reduces need for faculty qualified
            in that discipline or area of specialization.
          2. “Substantive and continued reduction of student enrollment
            in a field” means that over a period of at least three years,
            student enrollment in a field has decreased at a rate in
            considerable excess of that of the College as a whole and that
            such reduction has resulted in faculty-student ratios that, in
            the opinion of the president, cannot be warranted either by
            comparison with equivalent faculty load practices within the
            College or by comparisons with faculty loads in comparable
            departments or academic program units at similar colleges
            which the president would deem to be appropriate for
            comparison.
    7. Termination for Adequate Cause
      A faculty member with tenure or a faculty member on a tenure-track or temporary
      appointment prior to the end of the term of the appointment may be terminated for
      adequate cause, which includes the following:

      1. Incompetence or dishonesty in teaching or research.
      2. Willful failure to perform the duties and responsibilities for which the
        faculty member was employed; refusal or continued failure to comply with
        the policies of the Board, the College or the department; or refusal or
        continued failure to carry out specific assignments, when such policies or
        assignments are reasonable and non-discriminatory.
      3. Conviction of a felony or a crime involving moral turpitude.
      4. Improper use of narcotics or intoxicants, which substantially impairs the
        faculty member’s fulfillment of their departmental and college duties and
        responsibilities.
      5. Capricious disregard of accepted standards of professional conduct.
      6. Falsification of information on an employment application, application for
        tenure, application for promotion (in the candidate’s promotion or tenure
        portfolio), or other information concerning qualifications for a position.
      7. Failure to maintain the level of professional excellence and ability
        demonstrated by other members of the faculty in the department or
        academic program unit of the College.
    8. Procedures for Termination for Adequate Cause
      Termination of a faculty member with a tenure appointment or with a tenure-track
      or temporary appointment prior to the end of the specified term of the
      appointment will be subject to the following procedures.

      1. Suspensions pending termination will be governed by the following
        procedure:

        1. A faculty member may not be suspended without due process
          unless it is determined by the College that the faculty member’s
          presence poses a danger to persons or property or a threat of
          destruction to the academic or operational processes of the
          College.
        2. In any case of suspension, the faculty member will be given an
          opportunity at the time of the decision or immediately thereafter to
          contest the suspension. If there are disputed issues of fact or cause
          and effect, the faculty member will be provided the opportunity for
          a hearing on the suspension as soon as possible, at which time the
          faculty member may cross-examine their accuser(s), present
          witnesses on the faculty member’s behalf, and be represented by
          an attorney. Thereafter, whether the suspension is upheld or
          revoked, the matter will proceed pursuant to these procedures.
        3. Reassignment of responsibilities is not considered suspension;
          however, the faculty member must be reassigned responsibilities
          for which the faculty member is qualified.
      2. Except for such simple announcements as may be required concerning the
        time of proceedings and similar matters, public statements and publicity
        about these proceedings by either the faculty member or administrative
        officers will be avoided so far as possible until the proceedings have been
        completed, including consideration by the Board of Regents.
      3. Upon a recommendation by the chief academic officer to the president or
        upon a decision by the president that these procedures should be
        undertaken in consideration of the termination of a tenured faculty
        member, one or more appropriate administrators, including the faculty
        member’s academic department dean or supervisor, will meet privately
        with the faculty member for purposes of attempting to reach a mutually
        acceptable resolution of the problems giving rise to the proposed
        termination proceedings.
      4. If a mutual resolution is not reached under paragraph 3 above, the
        president will appoint a faculty committee consisting of tenured faculty
        members, whose appointment should be, if possible and reasonable under
        the circumstances, agreed to by the faculty member. The faculty
        committee will conduct an informal inquiry of the facts giving rise to the
        proposed termination and seek a mutually acceptable resolution. Should
        no such resolution be reached, the committee will recommend to the
        president whether, in its opinion, further proceedings should be taken in
        pursuit of the termination. The recommendation will be in writing and will
        be accompanied by reasons for the recommendation. This
        recommendation advises, but is not binding on, the president.
      5. If no mutually acceptable resolution is reached through step 4 above, or if,
        after consideration of the faculty committee’s recommendation, the
        president determines that further proceedings are warranted toward
        termination, the following steps will be taken:

        1. The faculty member will be provided with a written statement of
          the specific charges alleged by the College which constitute
          grounds for termination and a notice of a hearing, specifying the
          time, date, and place of the hearing. The statement and notice must
          be provided at least twenty days prior to the date of the hearing.
          The faculty member will respond to the charges in writing at least
          five days prior to the hearing. The faculty member may waive the
          hearing by execution of a written waiver.
        2. A committee consisting of members of faculty or faculty and
          administration will be appointed to hear the case and to determine
          if adequate cause for termination exists according to the procedure
          hereinafter described. The committee will be appointed by the
          president and the Faculty Senate with each appointing four
          members. The committee may not include any member of the
          faculty committee referred to in paragraph 4 above. Members
          deeming themselves disqualified for bias or interest will remove
          themselves from the case, either at the request of another party or
          on their own initiative. Members of the committee will not discuss
          the case outside committee deliberations and will report any ex
          parte communication pertaining to the hearing to the committee
          chairman, who will notify all parties of the communication.
      6. The hearing committee will elect a chairperson who will direct the
        proceedings and rule on procedural matters, including the granting of
        reasonable extensions of time at the request of any party and upon the
        showing of good cause for the extension.
      7. The chairperson of the hearing committee may, at his or her discretion,
        require a joint pre-hearing conference with the parties that may be held in
        person or by a conference call. The purpose of the pre-hearing conference
        should include but is not limited to one or more of the following:

        1. notification as to procedure for conduct of the hearing;
        2. exchange of witness lists, documentary evidence, and affidavits;
        3. definition and clarification of issues;
        4. determination of facts.

        A written memorandum of the pre-hearing conference will be prepared
        and provided to each party.

      8. A hearing will be conducted by the hearing committee to determine
        whether adequate cause for termination of the faculty member exists. The
        hearing will be conducted according to the procedures below:

        1. During the hearing, the faculty member will be permitted to have
          an advisor present and may be represented by legal counsel of the
          faculty member’s choice.
        2. A verbatim record of the hearing will be taken, and a copy will be
          made available to the faculty member, upon request, at the faculty
          member’s expense.
        3. The burden of proof that adequate cause exists rests with the
          College and will be satisfied only by clear and convincing
          evidence in the record considered as a whole.
        4. The faculty member will be afforded an opportunity to obtain
          necessary witnesses and documentary or other evidence. The
          administration will cooperate with the committee in securing
          witnesses and making available documentary and other evidence.
        5. The faculty member and the administration will have the right to
          confront and cross-examine all witnesses. Where the witnesses
          cannot or will not appear, but the committee determines that the
          interests of justice require admission of their statements, the
          committee will identify the witnesses, disclose their statements,
          and if possible, provide for interrogatories.
          An affidavit may be submitted in lieu of a personal appearance of a
          witness if the party offering the affidavit has provided a copy to the
          opposing party at least ten days prior to the hearing and the
          opposing party has not objected to the admission of the affidavit in
          writing within seven days after delivery of the affidavit or if the
          committee chairperson determines that the admission of the
          affidavit is necessary to insure a just and fair decision.
        6. In a hearing on charges of incompetence, the testimony will
          include that of qualified faculty members from the College or other
          institutions of higher education.
        7. The hearing committee will not be bound by strict rules of legal
          evidence and may admit any evidence which is of probative value
          in determining the issues involved. Every possible effort will be
          made to obtain the most reliable evidence available.
        8. The findings of fact and the report will be based solely on the
          hearing record.
        9. The president and the faculty member will be provided a copy of
          the written committee report. The committee’s written report will
          specify findings of fact and will state whether the committee has
          determined that adequate cause for termination exists and, if so, the
          specific ground for termination found. The committee may
          recommend dismissal or action less than dismissal. The report will
          also specify any applicable policy the committee considered.
      9. After consideration of the committee’s report and the record, the president
        may, at the president’s discretion, consult with the faculty member prior to
        reaching a final decision regarding termination. Following the review, the
        president will notify the faculty member of their decision, which, if
        contrary to the committee’s recommendation, will be accompanied by a
        statement of the reasons. If the faculty member is terminated or suspended
        as a result of the president’s decision, the faculty member may appeal the
        president’s action to the chancellor pursuant to TBR Policy 1:02:11:00
        Appeals and Appearances before the Board. Review of the appeal will be
        based upon the record of the hearing. If upon review of the record, the
        chancellor notes objections regarding the termination and/or its
        proceedings, the matter will be returned to the president for
        reconsideration, taking into account the stated objections, and, at the
        discretion of the president, the case may be returned to the hearing
        committee for further proceedings.

    Source: Tennessee Board of Regents, Policy No. 5:02:03:70
    Tennessee Board of Regents, Policy No. 5:02:02:30
    Tennessee Board of Regents, Policy No. 1:02:11:00
    Tennessee Board of Regents, Policy No. 5:02:06:00


    Approved: Executive Council, March 4, 1991
    Executive Council, October 15, 1991
    Executive Council, December 9, 1992
    Executive Council, June 9, 1993
    Executive Council, November 22, 1993
    Editorial Changes, April 21, 1993, July 8, 1994
    Reviewed/Recommended: President’s Council, March 6, 1995
    Approved: Allen G. Edwards, President, March 6, 1995
    Reviewed/Recommended: President’s Council, May 1, 1995
    Approved: Allen G. Edwards, President, May 1, 1995
    Reviewed/Recommended: President’s Council, September 25, 1995
    Approved: President Allen G. Edwards, September 25, 1995
    Reviewed/ Recommended: President’s Council, November 27, 1995
    Approved: President Allen G. Edwards, November 27, 1995
    Reviewed/Recommended: President’s Council, March 11, 1996
    Approved: President Allen G. Edwards, March 14, 1996
    Reviewed/Recommended: President’s Council, April 29, 1996
    Approved: President Allen G. Edwards, May 1, 1996
    Received/Recommended: President’s Council, October 21, 1996
    Approved: President Allen G. Edwards, October 21, 1996
    Approved: President Allen G. Edwards, November 12, 1997
    Approved: President Allen G. Edwards, November 29, 2000
    Editorial Changes, May 23, 2001
    Approved: President Allen G. Edwards, December 21, 2001
    Approved: President Allen G. Edwards, March 1, 2005
    Editorial Changes, February 13, 2006
    Reviewed/Recommended: President’s Staff, October 30, 2006
    Approved: President Allen G. Edwards, October 30, 2006
    Reviewed/Recommended President’s Staff, March 26, 2007
    Approved: President Allen G. Edwards, March 26, 2007
    Editorial Changes, July 2008, July 1, 2009
    Reviewed/Recommended, President’s Council, August 25, 2014
    Approved President L. Anthony Wise, Jr., August 25, 2014
    Editorial Changes, November 13, 2014
    Editorial Changes, January 26, 2015
    Reviewed/Recommended: President’s Council, March 28. 2016
    Approved: President L. Anthony Wise Jr., March 28, 2016
    Reviewed/Recommended: President’s Council, November 21, 2016
    Approved: President L. Anthony Wise, Jr., November 21, 2016
    Reviewed/Recommended: President’s Council, Sept. 14, 2020
    Approved: President L. Anthony Wise Jr., Sept. 14, 2020
    Reviewed/Recommended: President’s Council, November 27, 2023
    Approved: President L. Anthony Wise, Jr., November 27, 2023